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The Limited Representative – Investment Banking Exam, commonly referred to as the Series 79, is an examination administered by the U.S. Financial Industry Regulatory Authority (FINRA) for investment banking professionals. The examination is designed to qualify candidates for a limited scope of activities as investment bankers, without the full requirements of the General Securities Representative Exam (Series 7).[1]
See also edit
Wikibooks has a book on the topic of: NASD Series License
References edit
- ^ "FINRA Regulatory Notice 09-41" (PDF). Financial Industry Regulatory Authority. Retrieved 2009-10-27.